Polaris Project Investor Risk Tolerance Assessment Questionnaire

1.Name

2.Age

A18–30 B31–45 C46–60 DOver 60

3.Occupation

4.Education Level

AHigh school or below BUndergraduate CGraduate or above

5.Annual Income (Before Tax)

ALess than $50,000 B$100,000–$500,000 C$1,000,000–$2,000,000 DMore than $5,000,000

6.Net Investable Assets (Excluding Primary Residence)

ALess than $50,000 B$100,000–$500,000 C$1,000,000–$2,000,000 DMore than $5,000,000

7.Investment Experience

ANone BLess than 3 years C3–10 years DMore than 10 years

8.What is your primary investment objective?

ACapital Preservation BIncome Generation CLong-term Capital Growth DAggressive Growth

9.How long do you plan to hold your investment?

ALess than 1 year B1–3 years C3–7 years DMore than 7 years

10.Do you need to regularly withdraw investment income for living expenses?

AYes BNo

11.Is your primary source of income stable?

AYes BNo

12.How many months of living expenses does your emergency fund cover?

ALess than 3 months B3–6 months CMore than 6 months

13.Do you anticipate any major expenses (such as buying a house, education, starting a business, etc.) in the next 3 years?

AYes BNo

14.If your portfolio drops 15% in a short period of time, what would you do?

ASell immediately to prevent further losses BReduce some holdings to manage risk CHold steady and wait for the market to recover DIncrease investment to take advantage of the low price

15.Your overall attitude toward investment risk:

AVery conservative (avoid losses) BSlightly conservative (willing to tolerate small fluctuations) CBalanced (accepts moderate risk in exchange for higher returns) DAggressive (seeks high long-term returns and tolerates large fluctuations)

16.Have you invested in any of the following products?（Multiple selections allowed）

Multiple selections allowed

17.When the market experiences significant volatility, your typical reaction is:

APanic selling BWorried but holding onto your position CViewing it as an opportunity to increase your position

18.You prioritize:

AStable returns and capital security BLong-term asset appreciation and potential for high returns

19.What is your most frequently used method of communication?（Multiple selections allowed）

Multiple selections allowed

20.I confirm that the information provided above is true, accurate, and complete, and I understand that all investments involve market risks, including the potential loss of principal.